MiFID II and regulatory transaction reporting

By Nirvana Farhadi
Journal of Securities Operations & Custody, 8 (3), 272-277 (2016)

Abstract

This paper reviews the impending regulatory reporting burden, which increases substantially in scope under MiFID II, by looking at how financial institutions will be affected. The paper urges firms to embrace a proactive, comprehensive and integrated response in order to navigate this new un-known world of Regulatory Reporting, under MiFID II.

Keywords: MiFID; MiFIR; MiFID II; EMIR; REMIT; SFTR; Transaction Reporting; Regulatory Reporting; Dodd Frank; AIFMD; Regulation; Compliance; Operational Impact; ARM; Brexit

https://hstalks.com/article/4816/mifid-ii-and-regulatory-transaction-reporting/